Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASFC LLP
FRN 518468
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
- [FCA CF] Client dealing (since 2 Feb 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (16 Jul 2019 to 8 Dec 2019)
- CF4 Partner (11 Jun 2010 to 8 Dec 2019)
- CF30 Customer (11 Jun 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.