Craig James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Dec 2013)
Craig James
FRN 610916
- Employed By (since 5 Dec 2013)
One Financial Planning Ltd (no longer approved here)
FRN 191206
- (65)Employed By (4 Jan 2012 to 7 Nov 2013)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (4 Jan 2012 to 7 Nov 2013)
CLIFTON WEALTH LIMITED (no longer approved here)
FRN 541564
- Employed By (21 Mar 2011 to 30 Sep 2011)
Clifton 310311 Limited (no longer approved here)
FRN 200448
- Employed By (10 Nov 2010 to 30 Sep 2011)
Clifton Compliance Services Ltd (no longer approved here)
FRN 480676
- CF30 Customer (10 Nov 2010 to 30 Sep 2011)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function added: (65)Employed By at One Financial Planning Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.