Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VARDE PARTNERS EUROPE LIMITED (no longer approved here)

    FRN 402456

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Sep 2014)
    • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jun 2005 to 21 Sep 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (2 Sep 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.