Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2022)
- CF30 Customer (10 Nov 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2014)
- CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Jun 2005 to 21 Sep 2005)
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- CF21 Investment Adviser (2 Sep 2002 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.