Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aon UK Limited
FRN 310451
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 3 Nov 2022)
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.