Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aon UK Limited

    FRN 310451

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 3 Nov 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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