Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 May 2025)
    • [FCA CF] Functions requiring qualifications (since 20 May 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 18 Jun 2025)
    • [FCA CF] Client dealing (9 Oct 2020 to 18 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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