Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSHING SECURITIES LIMITED
FRN 146576
- SMF24 Chief Operations (since 24 Apr 2024)
- SMF3 Executive Director (since 24 Apr 2024)
- [FCA CF] Material risk taker (16 Feb 2023 to 12 Sep 2024)
- [FCA CF] Significant management (13 Jul 2022 to 12 Sep 2024)
- [FCA CF] Manager of certification employee (3 Sep 2020 to 13 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.