Craig Davidson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Davidsons Independent Financial Advisers Limited (no longer approved here)

    FRN 224407

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Aug 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (9 Jul 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Jul 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (9 Jul 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jul 2003 to 31 Mar 2009)
    • CF1 Director (9 Jul 2003 to 8 Dec 2019)
  • Davidsons Portfolio Management Ltd (no longer approved here)

    FRN 796573

    • SMF3 Executive Director (9 Dec 2019 to 12 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jul 2022)
    • CF11 Money Laundering Reporting (22 Jun 2018 to 8 Dec 2019)
    • CF1 Director (22 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jun 2018 to 8 Dec 2019)
  • Richard J Clist Financial Management (3071) (no longer approved here)

    FRN 194471

    • (2)Employed By (1 Dec 2001 to 10 Aug 2002)

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