Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- [FCA CF] Material risk taker (since 1 Dec 2025)
- [FCA CF] Client dealing (since 10 Jul 2024)
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- [FCA CF] Client dealing (7 Dec 2022 to 15 Mar 2024)
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- [FCA CF] Client dealing (23 Dec 2019 to 4 Apr 2022)
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- CF30 Customer (21 Jun 2012 to 12 May 2014)
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- CF30 Customer (1 Nov 2007 to 26 Nov 2008)
- CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.