Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (12 Oct 2021 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (12 Oct 2021 to 30 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 18 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.