Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (11 Nov 2016 to 20 May 2019)
    • [FCA CF] Material risk taker (11 Nov 2016 to 20 May 2019)
    • CF30 Customer (28 Apr 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (27 Feb 2012 to 21 Jan 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (27 Feb 2012 to 21 Jan 2014)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (18 Feb 2011 to 31 Jan 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 22 Nov 2010)
    • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.