Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (11 Nov 2016 to 20 May 2019)
- [FCA CF] Material risk taker (11 Nov 2016 to 20 May 2019)
- CF30 Customer (28 Apr 2014 to 6 Mar 2016)
-
- CF30 Customer (27 Feb 2012 to 21 Jan 2014)
-
- CF30 Customer (27 Feb 2012 to 21 Jan 2014)
-
- CF30 Customer (18 Feb 2011 to 31 Jan 2012)
-
- CF30 Customer (1 Nov 2007 to 22 Nov 2010)
- CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.