Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (22 Feb 2019 to 5 Mar 2019)
    • [FCA CF] Client dealing (24 Feb 2017 to 1 Mar 2021)
    • [FCA CF] Material risk taker (24 Feb 2017 to 9 Oct 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.