Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Vision Independent Financial Planning Ltd
FRN 487395
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Feb 2013)
- CF30 Customer (since 3 Dec 2012)
-
CRAIG CHAPMAN FINANCIAL PLANNING LTD
FRN 592275
- Employed By (since 8 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.