Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 25 May 2021)
    • [FCA CF] Client dealing (since 25 May 2021)
    • [FCA CF] Significant management (since 25 May 2021)
    • [FCA CF] Material risk taker (since 25 May 2021)
    • [FCA CF] Material risk taker (since 3 Jul 2019)
    • [FCA CF] Manager of certification employee (since 18 Apr 2019)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
    • [FCA CF] Client dealing (1 Mar 2020 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (18 Apr 2019 to 1 Mar 2024)
    • [FCA CF] Significant management (1 Mar 2019 to 1 Mar 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (26 Feb 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.