Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Manager of certification employee (since 25 May 2021)
- [FCA CF] Client dealing (since 25 May 2021)
- [FCA CF] Significant management (since 25 May 2021)
- [FCA CF] Material risk taker (since 25 May 2021)
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The Northern Trust Company
FRN 122020
- [FCA CF] Material risk taker (since 3 Jul 2019)
- [FCA CF] Manager of certification employee (since 18 Apr 2019)
- [FCA CF] Client dealing (since 7 Mar 2017)
- [FCA CF] Significant management (since 7 Mar 2017)
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- [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
- [FCA CF] Client dealing (1 Mar 2020 to 1 Mar 2024)
- [FCA CF] Manager of certification employee (18 Apr 2019 to 1 Mar 2024)
- [FCA CF] Significant management (1 Mar 2019 to 1 Mar 2024)
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- CF30 Customer (26 Feb 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.