Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J D Williams & Company Limited (no longer approved here)

    FRN 311618

    • SMF2 Chief Finance (9 Dec 2019 to 17 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 1 Apr 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2020)
    • Responsible for Insurance Mediation (21 Sep 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (21 Sep 2016 to 10 Mar 2017)
    • CF1 Director (21 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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