Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
    • CF1 Director (AR) (since 27 Jan 2024)
    • CF30 Customer (since 27 Jan 2024)
    • (1)Employed By (since 24 Aug 2012)
    • (4)Employed By (22 Jun 2005 to 2 Jul 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2024)
    • CF30 Customer (24 Aug 2012 to 13 Feb 2024)
    • CF1 Director (AR) (24 Aug 2012 to 13 Feb 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (23 Sep 2015 to 4 Oct 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (3 Nov 2004 to 8 Jun 2005)
  • Gregory Law Financial Planning Ltd (no longer approved here)

    FRN 227967

    • (11)Employed By (28 Aug 2003 to 22 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at JALAPENO (UK) LIMITED

  2. controlled function added: (4)Employed By at JALAPENO (UK) LIMITED

  3. controlled function added: (1)Employed By at JALAPENO (UK) LIMITED