Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
- CF1 Director (AR) (since 27 Jan 2024)
- CF30 Customer (since 27 Jan 2024)
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JALAPENO (UK) LIMITED
FRN 433988
- (1)Employed By (since 24 Aug 2012)
- (4)Employed By (22 Jun 2005 to 2 Jul 2012)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2024)
- CF30 Customer (24 Aug 2012 to 13 Feb 2024)
- CF1 Director (AR) (24 Aug 2012 to 13 Feb 2024)
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- Employed By (23 Sep 2015 to 4 Oct 2019)
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- CF22 Investment Adviser (Trainee) (3 Nov 2004 to 8 Jun 2005)
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- (11)Employed By (28 Aug 2003 to 22 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at JALAPENO (UK) LIMITED
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controlled function added: (4)Employed By at JALAPENO (UK) LIMITED
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controlled function added: (1)Employed By at JALAPENO (UK) LIMITED