Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF30 Customer (since 15 Apr 2026)
- CF1 Director (AR) (since 15 Apr 2026)
- CF30 Customer (27 Sep 2012 to 31 Oct 2013)
- CF1 Director (AR) (29 Dec 2009 to 19 Jul 2011)
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Nov 2016 to 8 Dec 2019)
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- (528)Employed By (27 Sep 2012 to 31 Oct 2013)
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- CF30 Customer (10 Aug 2011 to 27 Sep 2012)
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- CF1 Director (AR) (29 Dec 2009 to 19 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.