Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 15 Apr 2026)
    • CF1 Director (AR) (since 15 Apr 2026)
    • CF30 Customer (27 Sep 2012 to 31 Oct 2013)
    • CF1 Director (AR) (29 Dec 2009 to 19 Jul 2011)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2016 to 8 Dec 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (528)Employed By (27 Sep 2012 to 31 Oct 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Aug 2011 to 27 Sep 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (29 Dec 2009 to 19 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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