Craig Andrew Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Jul 2015)
  • Robert Cavinato

    FRN 179737

    • (3)Employed By (since 24 Jul 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
  • Michael Jones Financial Services Ltd (no longer approved here)

    FRN 223329

    • (3)Employed By (1 Mar 2007 to 19 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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