Craig Anderson Fowler

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kingswood Financial Advisors (no longer approved here)
FRN 455859
- SMF27 Partner (9 Dec 2019 to 5 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 May 2022)
- CF8 Apportionment and Oversight (16 Oct 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (16 Oct 2006 to 30 Sep 2018)
- CF4 Partner (16 Oct 2006 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Oct 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Oct 2006 to 8 Dec 2019)
KINGSWOOD INSURANCE BROKERS LTD. (no longer approved here)
FRN 550254
- CF1 Director (3 Oct 2011 to 14 Jul 2014)
Kingswood Independent Financial Advisors (no longer approved here)
FRN 189840
- (21)Employed By (6 Jan 1999 to 15 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.