Craig Alexander Douglas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 May 2016 to 8 Dec 2019)
  • Carnegie Asset Management Ltd (no longer approved here)

    FRN 726112

    • Employed By (2 Dec 2015 to 25 May 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Aug 2010 to 25 May 2016)
  • Warwickshire I.F.S. Ltd (no longer approved here)

    FRN 206510

    • (3)Employed By (21 Feb 2003 to 28 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.