Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
    • [FCA CF] Manager of certification employee (since 16 Nov 2016)
    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (5 May 2016 to 7 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 7 Aug 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (17 Nov 2003 to 28 Feb 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (26 Jun 2003 to 17 Jul 2003)
    • CF26 Customer Trading (3 Sep 2002 to 26 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.