Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
- [FCA CF] Manager of certification employee (since 16 Nov 2016)
- [FCA CF] Client dealing (since 16 Nov 2016)
- [PRA CF] Significant risk taker or Material risk taker (5 May 2016 to 7 Aug 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 7 Aug 2020)
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- CF21 Investment Adviser (17 Nov 2003 to 28 Feb 2007)
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- CF21 Investment Adviser (26 Jun 2003 to 17 Jul 2003)
- CF26 Customer Trading (3 Sep 2002 to 26 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.