Cornelius Joseph De Groot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED

    FRN 146576

    • SMF7 Group Entity Senior Manager (since 10 Jul 2025)
  • BNY XBK (UK) Limited

    FRN 188432

    • SMF1 Chief Executive (since 1 Jul 2024)
  • The Bank of New York Mellon

    FRN 122467

    • SMF7 Group Entity Senior Manager (since 24 Jun 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (3 Feb 2020 to 11 Jul 2023)
    • [FCA CF] Material risk taker (3 Feb 2020 to 17 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (3 Feb 2020 to 17 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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