Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (5 Dec 2011 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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