Cornel Carl Riklin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caphaven LLP

    FRN 669655

    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (27 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (27 May 2015 to 8 Dec 2019)
    • CF30 Customer (27 May 2015 to 8 Dec 2019)
  • Kinetix Corporate Finance LLP (no longer approved here)

    FRN 552265

    • CF30 Customer (18 Aug 2014 to 22 Apr 2016)
  • CAPHAVEN PARTNERS (no longer approved here)

    FRN 629602

    • Employed By (18 Aug 2014 to 22 Apr 2016)
  • TPG Europe, LLP (no longer approved here)

    FRN 407891

    • CF4 Partner (1 Dec 2004 to 10 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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