Corin George

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELLECAPITAL UK LIMITED

    FRN 140948

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • SMF3 Executive Director (since 12 Jul 2021)
    • SMF1 Chief Executive (since 12 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • [FCA CF] Manager of certification employee (since 15 Sep 2020)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (22 Nov 2017 to 14 Sep 2020)
    • [FCA CF] Manager of certification employee (22 Nov 2017 to 14 Sep 2020)
    • [FCA CF] Functions requiring qualifications (22 Nov 2017 to 14 Sep 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (16 Nov 2012 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 22 Mar 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (16 Nov 2012 to 10 Jul 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 10 Oct 2012)
    • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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