Corey Joseph Cook

• Octo Financial Planning Ltd

  FRN 972331

  • (5)Employed By (since 3 Jul 2025)
  • (5)Employed By (15 Sep 2023 to 30 Jun 2024)
• 2 Plan Wealth Management Limited

  FRN 461598

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 8 Feb 2024)
  • CF30 Customer (since 15 Sep 2023)
  • [FCA CF] Client dealing (26 Jun 2023 to 8 Feb 2024)
  • [FCA CF] Functions requiring qualifications (26 Jun 2023 to 8 Feb 2024)
• Octo Wealth Management Ltd (no longer approved here)

  FRN 1005889

  • (7)Employed By (7 Feb 2024 to 3 Jul 2025)
• RBC Global Asset Management (UK) Limited (no longer approved here)

  FRN 189154

  • CF1 Director (2 Jul 2014 to 21 Jun 2016)
• National Bank Financial Inc (no longer approved here)

  FRN 124715

  • CF30 Customer (16 Nov 2009 to 28 Dec 2010)
• BMO Capital Markets Limited (no longer approved here)

  FRN 170937

  • CF30 Customer (1 Nov 2007 to 28 Jul 2009)
  • CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
  • CF26 Customer Trading (3 Jul 2006 to 2 Aug 2006)
• RBC Europe Limited (no longer approved here)

  FRN 124543

  • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)
• Royal Bank of Canada (no longer approved here)

  FRN 124783

  • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)

No changes recorded yet.