Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (29 Oct 2010 to 22 Feb 2017)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (15 Jul 2008 to 14 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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