Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Navera Investment Management Limited
FRN 923827
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Material risk taker (since 1 May 2020)
- [FCA CF] Client dealing (since 1 May 2020)
- [FCA CF] Functions requiring qualifications (since 1 May 2020)
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- CF30 Customer (29 Oct 2010 to 22 Feb 2017)
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- CF30 Customer (15 Jul 2008 to 14 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.