Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Aug 2017)
    • Responsible for Insurance Mediation (1 Aug 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Jul 2016 to 8 Dec 2019)
    • CF1 Director (20 Jun 2016 to 1 Jun 2017)
  • Global Finance Brokers (no longer approved here)

    FRN 407660

    • (1)Employed By (31 Oct 2004 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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