Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mentor Insurance Agency Limited
FRN 225338
- 16. Safeguarding and administering investments or holding client money
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 21 Dec 2021)
- [FCA CF] Benchmark submission and administration (since 21 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 21 Dec 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.