Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NOMURA ASSET MANAGEMENT U.K. LIMITED
FRN 122703
- SMF9 Chair of the Governing Body (since 8 Sep 2020)
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- Director of firm who is not a certification employee or a SMF manager (7 Jul 2022 to 1 Oct 2023)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 7 Jul 2022)
- SIMF10 Chair of the Risk Committee (1 Mar 2018 to 9 Dec 2018)
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- CF29 Significant management (12 Jan 2010 to 19 Jan 2011)
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- CF29 Significant management (12 Jan 2010 to 19 Jan 2011)
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- CF29 Significant management (15 Jul 2009 to 19 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (15 Feb 2006 to 31 Oct 2007)
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- CF29 Significant management (15 Jul 2009 to 19 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (15 Feb 2006 to 31 Oct 2007)
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- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jan 2003)
- CF3 Chief Executive (1 Dec 2001 to 31 Jan 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jan 2003)
- CF1 Director (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.