Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 8 Sep 2020)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • Director of firm who is not a certification employee or a SMF manager (7 Jul 2022 to 1 Oct 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 7 Jul 2022)
    • SIMF10 Chair of the Risk Committee (1 Mar 2018 to 9 Dec 2018)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF29 Significant management (12 Jan 2010 to 19 Jan 2011)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF29 Significant management (12 Jan 2010 to 19 Jan 2011)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (15 Jul 2009 to 19 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Feb 2006 to 31 Oct 2007)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF29 Significant management (15 Jul 2009 to 19 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Feb 2006 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jan 2003)
    • CF3 Chief Executive (1 Dec 2001 to 31 Jan 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jan 2003)
    • CF1 Director (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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