Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 8 Apr 2021)
- [FCA CF] Manager of certification employee (26 Jun 2023 to 1 Dec 2025)
- CF30 Customer (2 Jun 2008 to 30 Dec 2009)
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 26 Jun 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Apr 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 26 Jun 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Apr 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
-
- [FCA CF] Manager of certification employee (25 Feb 2021 to 8 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.