Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 7 Mar 2024)
- CF1 Director (AR) (since 27 Feb 2024)
- CF30 Customer (since 27 Feb 2024)
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Evolve Financial Planning Ltd
FRN 840594
- (1)Employed By (since 27 Feb 2024)
- (3)Employed By (30 Apr 2019 to 12 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2024)
- CF1 Director (AR) (30 Apr 2019 to 12 Feb 2024)
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- CF1 Director (AR) (3 Feb 2017 to 29 Aug 2018)
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- CF1 Director (AR) (3 Feb 2017 to 29 Aug 2018)
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- Employed By (3 Feb 2017 to 29 Aug 2018)
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- Employed By (2 Oct 2013 to 29 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.