Conor Rochford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global Infrastructure Management LLP
FRN 506903
- [FCA CF] Client dealing (since 17 Jun 2024)
PJT Partners (UK) Limited (no longer approved here)
FRN 678983
- [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2024)
- CF30 Customer (14 Sep 2018 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (17 Jun 2014 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (17 Jun 2014 to 6 Mar 2016)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (11 Jan 2012 to 6 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.