Conor Richardson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (5 Nov 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (5 Nov 2021 to 26 Jul 2024)
    • [FCA CF] Client dealing (5 Nov 2021 to 26 Jul 2024)
    • [FCA CF] Manager of certification employee (11 Sep 2020 to 26 Jul 2024)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2020)
    • CF30 Customer (24 Jan 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (27 Nov 2019 to 26 Jul 2024)
    • [FCA CF] Algorithmic trading (3 Jun 2019 to 26 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Jul 2024)
    • CF30 Customer (9 Jul 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (27 Nov 2019 to 26 Jul 2024)
    • [FCA CF] Algorithmic trading (3 Jun 2019 to 26 Jul 2024)
    • [FCA CF] Material risk taker (17 May 2017 to 26 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Jul 2024)
    • CF30 Customer (9 Jul 2009 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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