Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 6 Oct 2010)
- CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
- CF21 Investment Adviser (20 Jan 2005 to 22 Mar 2007)
- CF13 Finance (15 Jul 2004 to 1 Nov 2004)
- CF10 Compliance Oversight (15 Jul 2004 to 1 Nov 2004)
- CF1 Director (1 Dec 2001 to 1 Nov 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.