Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 12 Mar 2019)
- [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
- [FCA CF] Manager of certification employee (6 Mar 2019 to 1 Feb 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2006 to 11 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.