Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Marshall Wace LLP
FRN 228531
- SMF27 Partner (since 19 Nov 2025)
- [FCA CF] Manager of certification employee (since 1 Oct 2022)
- [FCA CF] Material risk taker (since 1 Oct 2022)
- [FCA CF] Material risk taker (17 Mar 2021 to 30 Sep 2021)
- [FCA CF] Significant management (17 Mar 2021 to 17 Dec 2025)
- CF4 Partner (1 Jan 2016 to 6 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.