Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF7 Group Entity Senior Manager (since 3 Feb 2026)
- SMF22 Other Local Responsibility (since 13 Jun 2024)
- [FCA CF] Significant management (9 Jun 2021 to 25 Jul 2024)
- [FCA CF] Material risk taker (9 Jun 2021 to 25 Jul 2024)
- [FCA CF] Manager of certification employee (24 Nov 2020 to 25 Feb 2021)
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J.P. Morgan Securities plc
FRN 155240
- SMF7 Group Entity Senior Manager (since 3 Feb 2026)
- SMF3 Executive Director (since 13 Jun 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Jul 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jul 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 25 Jul 2024)
- [FCA CF] Significant management (7 Mar 2016 to 25 Jul 2024)
- CF29 Significant management (30 Sep 2014 to 6 Mar 2016)
- CF30 Customer (1 Mar 2010 to 6 Mar 2016)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 2 Feb 2024)
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- [FCA CF] Manager of certification employee (22 Jan 2026 to 17 Feb 2026)
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- [FCA CF] Manager of certification employee (29 Jul 2024 to 17 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.