Conor Henry McCarthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (22 Feb 2016 to 8 Dec 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (22 Feb 2016 to 8 Dec 2019)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (9 Apr 2014 to 16 Nov 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (8 Jun 2010 to 8 Apr 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (14 Dec 2009 to 7 Apr 2010)
Mitsui Bussan Commodities Ltd (no longer approved here)
FRN 469094
- CF21 Investment Adviser
- CF30 Customer (1 Apr 2008 to 16 Nov 2009)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (25 Nov 2003 to 27 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.