Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Sep 2018 to 28 Feb 2020)
- [FCA CF] Manager of certification employee (5 Sep 2018 to 1 Mar 2019)
- CF30 Customer (2 Apr 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 17 Dec 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (30 Apr 2003 to 28 Feb 2005)
- CF26 Customer Trading (30 Apr 2003 to 28 Feb 2005)
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- CF21 Investment Adviser (4 Nov 2002 to 28 Feb 2005)
- CF26 Customer Trading (4 Nov 2002 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.