Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (5 Sep 2018 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (5 Sep 2018 to 1 Mar 2019)
    • CF30 Customer (2 Apr 2008 to 6 Mar 2016)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (30 Apr 2003 to 28 Feb 2005)
    • CF26 Customer Trading (30 Apr 2003 to 28 Feb 2005)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (4 Nov 2002 to 28 Feb 2005)
    • CF26 Customer Trading (4 Nov 2002 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.