Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (2 Feb 2022 to 3 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Apr 2025)
    • CF30 Customer (15 Jun 2018 to 3 Apr 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (409)Employed By (15 Jun 2018 to 3 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.