Conor Caplan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (26 Apr 2023 to 29 Sep 2025)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Client dealing (1 Feb 2021 to 6 Apr 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Algorithmic trading (2 Jan 2020 to 12 Dec 2020)
    • [FCA CF] Client dealing (2 Jan 2020 to 12 Dec 2020)
    • [FCA CF] Manager of certification employee (2 Jan 2020 to 3 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.