Connor Stapley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Dec 2024)
  • SDB Strategic Planners Limited (no longer approved here)

    FRN 116337

    • [FCA CF] Client dealing (9 Dec 2021 to 26 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2021 to 26 Jul 2024)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (9 Dec 2021 to 26 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2021 to 26 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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