Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (3 Dec 2024 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (4 Dec 2020 to 31 Mar 2025)
    • [FCA CF] Client dealing (18 Jan 2017 to 31 Mar 2025)
    • CF30 Customer (16 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (18 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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