Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Material risk taker (since 1 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
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- [PRA CF] Significant risk taker or Material risk taker (3 Dec 2024 to 31 Mar 2025)
- [FCA CF] Material risk taker (3 Dec 2024 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (4 Dec 2020 to 31 Mar 2025)
- [FCA CF] Client dealing (18 Jan 2017 to 31 Mar 2025)
- CF30 Customer (16 Jun 2009 to 6 Mar 2016)
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- [FCA CF] Client dealing (18 Jan 2017 to 8 Dec 2019)
- CF30 Customer (12 Aug 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.