Connie Martin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED

    FRN 146576

    • [FCA CF] Material risk taker (since 20 May 2025)
  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] Proprietary trader (since 29 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Jun 2022)
    • [FCA CF] Manager of certification employee (since 29 Jun 2022)
    • [PRA CF] Managing a material risk taker (29 Jun 2022 to 5 Jan 2024)
  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • [FCA CF] Manager of certification employee (since 29 Jun 2022)
    • [FCA CF] Proprietary trader (since 29 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Jun 2022)
    • [PRA CF] Managing a material risk taker (29 Jun 2022 to 5 Jan 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (5 Mar 2020 to 28 May 2022)
    • [FCA CF] Client dealing (6 Mar 2018 to 28 May 2022)
    • CF30 Customer (13 Jun 2013 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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