Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TRULY INDEPENDENT LTD
FRN 513655
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (30 Apr 2014 to 8 Dec 2019)
-
- CF30 Customer (24 Feb 2014 to 6 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.