Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 18 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Sep 2012)
-
Lombard Private Clients Ltd
FRN 588238
- (1)Employed By (since 14 Sep 2012)
-
- CF30 Customer (8 May 2009 to 17 Sep 2012)
-
- (655)Employed By (8 May 2009 to 17 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.