Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial (no longer approved here)

    FRN 442767

    • CF1 Director (AR) (7 Mar 2016 to 6 Jun 2019)
    • CF30 Customer (20 May 2015 to 6 Jun 2019)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF1 Director (AR) (14 Feb 2012 to 20 Sep 2013)
    • CF30 Customer (27 Jan 2012 to 20 Sep 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (3 Aug 2006 to 13 Sep 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF21 Investment Adviser (13 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (3 Aug 2006 to 13 Sep 2006)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF26 Customer Trading (1 Dec 2001 to 20 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.