Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 19 Sep 2023)
    • CF30 Customer (since 22 May 2023)
    • (2)Employed By (since 22 May 2023)
  • Citywide Wealth Ltd (no longer approved here)

    FRN 714649

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (30 Sep 2010 to 28 Oct 2010)
  • Tomorrow Wealth Management Ltd (no longer approved here)

    FRN 532531

    • Employed By (30 Sep 2010 to 28 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Active Money Solutions Limited

  2. controlled function added: (2)Employed By at Active Money Solutions Limited