Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 15 Oct 2024)
- CF30 Customer (1 Nov 2007 to 16 Dec 2013)
- CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 May 2004 to 3 Aug 2004)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 15 Oct 2024)
- CF30 Customer (1 Nov 2007 to 16 Dec 2013)
- CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 May 2004 to 3 Aug 2004)
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- [FCA CF] Client dealing (18 Jul 2018 to 3 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.