Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 27 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (6 Oct 2025 to 27 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (9 May 2025 to 1 Jul 2025)
    • [FCA CF] Significant management (9 May 2025 to 1 Jul 2025)
    • SMF1 Chief Executive (22 Feb 2021 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (12 Jul 2016 to 22 Feb 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (9 May 2025 to 1 Jul 2025)
    • [FCA CF] Significant management (9 May 2025 to 1 Jul 2025)
    • SMF7 Group Entity Senior Manager (16 Aug 2018 to 21 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.